Regulatory Book

Regulatory Book Classification

To investigate the impact of moving a trade between the Trading and Banking Books, it is possible to add a Regulatory Book classification to the cubes.

When the property regulatory-book.classification.enabled=true is set, the “Regulatory Book” field is added to the cube and Book description file. This field can take the values “Trading Book” and “Banking Book”.

Additionally, the “Switch Regulatory Book” what-if simulation is added to allow users to see the impact of switching the regulatory book in a what-if branch.

Regulatory Book Filter

It is also possible to filter SA sensitivities according to which regulatory book and risk-class they belong.

Regulatory Book Risk Classes Filter
Trading Book All Include
Banking Book FX and Commodity Include
Banking Book GIRR, CSR, Equity, DRC, RRAO Exclude

To enable this filtering set the property regulatory-book.filter.enabled=true.

Reference Data

The details in this section may be changed in the configuration.

Book description file

The column “Regulatory Book” is added to the end of the rows of the Book Description file.

BookDescription store

The field “Regulatory Book” is appended to the BookDescription store. It has a default value of “Trading Book”.

Similarly, the field is also appended to the BOOK_DESCRIPTION table used by DirectQuery.

Regulatory Book Hierarchy

The “Regulatory Book” hierarchy is added to the “Booking” dimension. This hierarchy has a single level: “Regulatory Book”.

Regulatory Book Filter Hierarchy

The hidden hierarchy “Regulatory Book Filter” is also added to the “Booking” dimension. This hierarchy has a single level: “Regulatory Book Filter”.

The level takes two values “Y” (include) and “N” (exclude) according to the table above. It is a slicing hierarchy with the default member “Y”, so only sensitivities included in the above table will be used in the calculations.

Startup Properties

See Startup Properties for details on where the properties can be set to fine-tune the behaviour of this feature.